Why Brokerages Need a License

We have seen many innocent investors fall victim to early stage brokers operating without a license, and had shut down their operations as they couldn’t pay up a client’s earnings. Whenever this happens, victimized customers do not have any avenue to seek compensation and express their grievances. Now why do brokers need to attain a…
financial manager analysis

Hong Kong Type 9 Fund Management License

Although China’s security laws were imposed on Hong Kong of late, the city state remain as Asia’s key financial center. Hong Kong based on its maturity or regulatory framework set by the local authorities, is the ideal open market that offers great diversity for financial services providers. Let’s look into details on how the Hong…
Vanuatu Kingdom of Tonga

Explained: Vanuatu Securities Dealer License

The Vanuatu Securities Dealer License (or SDL), is a preferred regulatory regime by many online Forex & CFD brokers. The Republic is located in the western South Pacific, 1900 kilometers east of Brisbane, Australia. The jurisdiction consists of 83 islands, belonging to the Melanesian Islands. The land area is 860,000 square kilometers and the population…